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Entropy-Regularized Probabilistic Gates for Sparse Model Discovery in Scarce-Data Federated Learning

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Computer Science > Machine Learning

arXiv:2607.00275 (cs)
[Submitted on 30 Jun 2026]

Title:Entropy-Regularized Probabilistic Gates for Sparse Model Discovery in Scarce-Data Federated Learning

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Abstract:Federated Learning (FL) is a distributed machine learning (ML) paradigm with collaboration among multiple clients without sharing data. FL is challenging under data heterogeneity and partial client participation. Learning sparse models is useful for communication and computational efficiency in FL, but it is especially difficult in the small-sample high-dimensional regime (d >> N) where optimization can yield parameter configurations that fail to generalize to unseen test data. While magnitude-based pruning doesn't account for uncertainty exploration in the parameter space, a formulation with probabilistic gates and an L0 constraint allows sampling from competing sparse configurations during training. In this work, we study entropy regularization of gate distributions as a mechanism to maintain uncertainty in sparse federated optimization by preventing early commitment to sparse support. We examine its impact under data heterogeneity, client participation heterogeneity, and sparsity. Experiments on synthetic and real-world benchmarks show consistent improvements over federated iterative hard thresholding (Fed-IHT) and pruning after dense federated averaging (FedAvg) training, both in statistical performance on test data and in sparsity recovery accuracy.
Subjects: Machine Learning (cs.LG); Artificial Intelligence (cs.AI); Distributed, Parallel, and Cluster Computing (cs.DC); Machine Learning (stat.ML)
Cite as: arXiv:2607.00275 [cs.LG]
  (or arXiv:2607.00275v1 [cs.LG] for this version)
  https://doi.org/10.48550/arXiv.2607.00275
arXiv-issued DOI via DataCite (pending registration)

Submission history

From: Krishna Harsha Kovelakuntla Huthasana [view email]
[v1] Tue, 30 Jun 2026 23:51:44 UTC (3,453 KB)
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